Jay Broeg, CFP®
Wealth Management Advisor


InTandem Financial

  • Office 717-257-4976
  • Mobile 717-805-2776

Professional

Physicians Nationwide

Due to Jay's large concentration of clients that are physicians and dentists, Jay Broeg is a member of Physicians Nationwide. Physicians Nationwide is a group of qualified and experienced Northwestern Mutual Financial Representatives who specialize in serving the unique financial needs of physicians.

Jay Broeg joined Northwestern Mutual in 2007. Jay is affiliated with Northwestern Mutual- Harrisburg and Eastern Pennsylvania Offices.

Our Mission

Our mission is to understand our clients, listen to their needs, and serve them by creating financial plans and recommendations that help them reach their financial goals.

Our Principles

We are all accountable for our actions, therefore we will work tirelessly to make sure our clients are heard, appreciated, and that they are treated the way we would want to be treated.

We will apply all our knowledge and expertise to their financial situation and make sure that they are confident and educated on their plan, recommendations, and the implemented strategy to help them financially succeed.


Awards & Recognition

Jay consistently ranks as one of the top advisors in his firm and has also achieved Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals® in 2012 and 2014.

 

Licenses

Jay, Kristy, and Ronnie all hold their series 7, & 63 licenses for investments. Everyone on our team is also life insurance, disability insurance, and long term care insurance licensed. We will also obtain an insurance or investment license in states that our clients move to if we dont already hold the licenses in those states.

Credentials                                                              

Jay and Ronnie have obtained their CFP® designations Ronnie has also obtained his CLU® ChFC® , and CAP® designations. We believe in being lifetime learners and we will continue to keep up our financial education to benefit our clients both now and in the future.

 


Education & Process

Jay Broeg graduated from Southern Methodist University in 2003.

Jay works with his clients utilizing the following process:

  1. We will consult with you to determine what is most important to you. We help you define your short term, mid term, and long term financial goals and objectives.
     
  2. Based on your financial circumstances, risk tolerance, time horizon, and portfolio objectives, we create a comprehensive personal financial analysis to help achieve your goals and objectives.
     
  3. We will meet with you on an ongoing basis to review and update your financial analysis in accordance with your ever changing needs.

Investment Philosophy 

We research and implement wealth management strategies using active and passive investment strategies to help meet goals and objectives. Our team will identify leading investment managers and we will manage your personal asset allocation through the use of proper risk tolerance, time horizon, and investment objectives. Our team will also familiarize you with wealth distribution techniques such as income laddering and strategic liquidation strategies to help provide stable and reliable income in your retirement years.

Insurance Philosophy

Our team will also utilize life, disability, and long-term care insurance when appropriate. We will implement these risk management strategies after careful review of current strategies. We will allow the financial analysis data to drive this recommendation and implementation process.


 

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck